SEC Form 4 · accession 0001225208-18-011438
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Williams
Officer — EVP & Chief Human Res. Ofcr.
Period of report
Jul 3, 2018
Accepted (ET)
Jul 5, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2018 | M | 10,985 | $16.14 | A | 100,582 | D | |
| Common Stock | Jul 3, 2018 | M | 4,100 | $18.22 | A | 104,682 | D | |
| Common Stock | Jul 3, 2018 | S | 20,207 | $20.50 | D | 84,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $16.14 | Jul 3, 2018 | M | 10,985 | D | — | Feb 9, 2020 | Common Stock | 10,985 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $18.22 | Jul 3, 2018 | M | 4,100 | D | — | May 3, 2020 | Common Stock | 4,100 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 31, 2018.
- F2This option vested in 25% installments on February 9, 2011, 2012, 2013, and 2014.
- F3This option vested in 25% installments on May 3, 2011, 2012, 2013, and 2014.