SEC Form 4 · accession 0001225208-18-000903
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Claude Farah
Officer — EVP & Pres., Global Payments
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2018 | M | 30,380 | $15.99 | A | 152,362 | D | |
| Common Stock | Jan 8, 2018 | M | 12,891 | $14.00 | A | 165,253 | D | |
| Common Stock | Jan 8, 2018 | S | 50,813 | $21.50 | D | 114,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.00 | Jan 8, 2018 | M | 12,891 | D | — | Feb 20, 2023 | Common Stock | 12,891 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $15.99 | Jan 8, 2018 | M | 30,380 | D | — | Feb 20, 2024 | Common Stock | 30,380 | 10,127 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2017.
- F2This option vested in four substantially equal annual installments beginning on February 20, 2014.
- F3This option vested in 25% installments on February 20, 2015, 2016 and 2017, and the remainder vests in a 25% installment on February 20, 2018.