SEC Form 4 · accession 0001225208-17-017001
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Claude Farah
Officer — EVP & Pres., Global Payments
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | M | 12,891 | $14.00 | A | 139,500 | D | |
| Common Stock | Nov 3, 2017 | S | 4,627 | $20.50 | D | 134,873 | D | |
| Common Stock | Nov 3, 2017 | S | 12,891 | $20.50 | D | 121,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.00 | Nov 3, 2017 | M | 12,891 | D | — | Feb 20, 2023 | Common Stock | 12,891 | 12,891 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 7, 2017.
- F2This option vested in four equal installments beginning on February 20, 2014.