SEC Form 4 · accession 0001225208-16-038617
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajesh K. Agrawal
Officer — EVP & CFO
Period of report
Aug 30, 2016
Accepted (ET)
Aug 31, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 9,263 | $19.13 | A | 126,997 | D | |
| Common StockF2 | Aug 30, 2016 | S | 9,263 | $21.4962 | D | 117,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $19.13 | Aug 30, 2016 | M | 9,263 | D | — | Sep 29, 2016 | Common Stock | 9,263 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2015.
- F2The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $21.48 to $21.53. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vested in four equal annual installments beginning on September 29, 2007.