SEC Form 4 · accession 0001225208-16-029129
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amintore Schenkel
Officer — Chief Acct. Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 7,882 | $11.86 | A | 78,085 | D | |
| Common Stock | Mar 1, 2016 | S | 7,882 | $18.44 | D | 70,203 | D | |
| Common Stock | Mar 3, 2016 | M | 20,496 | $14.00 | A | 90,699 | D | |
| Common Stock | Mar 3, 2016 | S | 20,496 | $19.00 | D | 70,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.86 | Mar 1, 2016 | M | 7,882 | D | — | Feb 17, 2019 | Common Stock | 7,882 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $14.00 | Mar 3, 2016 | M | 20,496 | D | — | Feb 20, 2023 | Common Stock | 20,496 | 6,833 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.
- F2This option vested in four substantially equal annual installments beginning on February 17, 2010.
- F3This option vests in four substantially equal annual installments beginning on February 20, 2014.