SEC Form 4 · accession 0001225208-15-019480
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John David Thompson
Officer — EVP and CIO
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 6:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2015 | M | 10,114 | $18.29 | A | 80,628 | D | |
| Common StockF2 | Oct 8, 2015 | S | 10,114 | $19.1102 | D | 70,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $18.29 | Oct 8, 2015 | M | 10,114 | D | — | Apr 26, 2022 | Common Stock | 10,114 | 16,976 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2015.
- F2The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $19.10 to $19.13. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vested in 25% installments on April 26, 2013, 2014 and 2015, and the remainder vests in a 25% installment on April 26, 2016.