SEC Form 4 · accession 0001225208-15-018604
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John David Thompson
Officer — EVP and CIO
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2015 | M | 40,812 | $18.29 | A | 111,326 | D | |
| Common Stock | Sep 17, 2015 | M | 24,715 | $14.00 | A | 136,041 | D | |
| Common StockF2 | Sep 17, 2015 | S | 65,527 | $19.1205 | D | 70,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.00 | Sep 17, 2015 | M | 24,715 | D | — | Feb 20, 2023 | Common Stock | 24,715 | 99,035 | D |
| Employee Stock Option (Right to Buy)F4 | $18.29 | Sep 17, 2015 | M | 40,812 | D | — | Apr 26, 2022 | Common Stock | 40,812 | 27,090 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2015.
- F2The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $19.10 to $19.17. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vested in 25% installments on February 20, 2014 and 2015, and the remainder vests in 25% installments on February 20, 2016 and 2017.
- F4This option vested in 25% installments on April 26, 2013, 2014 and 2015, and the remainder vests in a 25% installment on April 26, 2016.