SEC Form 4 · accession 0001225208-15-013373
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Scott
Officer — EVP & Chief Marketing Officer
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 28,157 | $21.00 | A | 62,828 | D | |
| Common Stock | Jun 1, 2015 | M | 16,000 | $20.95 | A | 78,828 | D | |
| Common Stock | Jun 1, 2015 | M | 8,250 | $20.99 | A | 87,078 | D | |
| Common Stock | Jun 1, 2015 | M | 4,529 | $19.13 | A | 91,607 | D | |
| Common StockF2 | Jun 1, 2015 | S | 4,482 | $21.8697 | D | 87,125 | D | |
| Common Stock | Jun 1, 2015 | S | 8,158 | $22.00 | D | 78,967 | D | |
| Common Stock | Jun 1, 2015 | S | 15,814 | $22.00 | D | 63,153 | D | |
| Common StockF3 | Jun 1, 2015 | S | 27,847 | $22.0016 | D | 35,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $20.99 | Jun 1, 2015 | M | 8,250 | D | — | Feb 21, 2018 | Common Stock | 8,250 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $21.00 | Jun 1, 2015 | M | 28,157 | D | — | Feb 24, 2021 | Common Stock | 28,157 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $20.95 | Jun 1, 2015 | M | 16,000 | D | — | May 3, 2021 | Common Stock | 16,000 | 0 | D |
| Employee Stock Option (Right to Buy)F7 | $19.13 | Jun 1, 2015 | M | 4,529 | D | — | Sep 29, 2016 | Common Stock | 4,529 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2014.
- F2The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $21.76 to $21.99. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $22.00 to $22.02. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This option vested in 25% installments on February 21, 2009, 2010, 2011 and 2012.
- F5This option vested in 25% installments on February 24, 2012, 2013, 2014 and 2015.
- F6This option vested in 25% installments on May 3, 2012, 2013, 2014 and 2015.
- F7This option vested in 25% installments on September 29, 2007, 2008, 2009 and 2010.