SEC Form 4 · accession 0001225208-15-012683
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack M Greenberg
Director · Other
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 62,659 | $19.13 | A | 179,092 | D | |
| Common Stock | May 20, 2015 | M | 17,976 | $20.03 | A | 197,068 | D | |
| Common Stock | May 20, 2015 | M | 7,181 | $19.49 | A | 204,249 | D | |
| Common Stock | May 20, 2015 | M | 7,071 | $19.80 | A | 211,320 | D | |
| Common Stock | May 20, 2015 | M | 6,788 | $20.63 | A | 218,108 | D | |
| Common StockF2 | May 20, 2015 | S | 6,788 | $22.1219 | D | 211,320 | D | |
| Common StockF3 | May 20, 2015 | S | 7,071 | $22.142 | D | 204,249 | D | |
| Common StockF4 | May 20, 2015 | S | 7,181 | $22.3036 | D | 197,068 | D | |
| Common StockF5 | May 20, 2015 | S | 17,976 | $22.3012 | D | 179,092 | D | |
| Common StockF6 | May 20, 2015 | S | 62,659 | $22.3036 | D | 116,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F7 | $20.03 | May 20, 2015 | M | 17,976 | D | — | Feb 8, 2016 | Common Stock | 17,976 | 0 | D |
| Director Stock Option (Right to Buy)F7 | $20.63 | May 20, 2015 | M | 6,788 | D | — | Jul 3, 2016 | Common Stock | 6,788 | 0 | D |
| Director Stock Option (Right to Buy)F7 | $19.49 | May 20, 2015 | M | 7,181 | D | — | Aug 1, 2016 | Common Stock | 7,181 | 0 | D |
| Director Stock Option (Right to Buy)F7 | $19.80 | May 20, 2015 | M | 7,071 | D | — | Sep 1, 2016 | Common Stock | 7,071 | 0 | D |
| Director Stock Option (Right to Buy)F7 | $19.13 | May 20, 2015 | M | 62,659 | D | — | Sep 29, 2016 | Common Stock | 62,659 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2015.
- F2The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $22.12 to $22.17. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $22.13 to $22.21. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $22.14 to $22.42. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $22.13 to $22.42. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $22.12 to $22.42. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7This option was exercisable in full upon grant.