SEC Form 4 · accession 0001225208-15-005274
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John David Thompson
Officer — EVP and CIO
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | A | 15,425 | $0.00 | A | 99,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.27 | Feb 19, 2015 | A | 67,227 | A | — | Feb 19, 2025 | Common Stock | 67,227 | 67,227 | D |
Explanation of responses
- F1Includes restricted stock unit award of 15,425 shares which vests, in general, in three equal annual installments beginning on February 20, 2016, if: (1) the Company achieves not less than $500 million of combined operating income during the period beginning January 1, 2015 and ending December 31, 2015, determined by the Compensation and Benefits Committee of the Company's Board of Directors based on the Company's 2015 annual financial statements; and (2) the reporting person is employed by the Company on each such vesting date.
- F2This option vests in four equal annual installments beginning on February 19, 2016.