SEC Form 4 · accession 0001206774-17-000684
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amintore Schenkel
Officer — Chief Acct. Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 6,833 | $14.00 | A | 86,027 | D | |
| Common StockF2 | Mar 1, 2017 | S | 6,833 | $19.7789 | D | 79,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.00 | Mar 1, 2017 | M | 6,833 | D | — | Feb 20, 2023 | Common Stock | 6,833 | — | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.
- F2The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions was $19.76 to $19.83. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vested in four substantially equal installments beginning on February 20, 2014.