SEC Form 4 · accession 0001209191-19-003054
Primo Water Corp · PRMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Cauthen
Officer — Vice President Finance
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | A | 674 | $10.68 | A | 5,456 | D | |
| Common StockF2 | Jan 7, 2019 | S | 1,859 | $14.53 | D | 3,597 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F2Represents shares of Common Stock sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 5, 2018.