SEC Form 4 · accession 0001209191-18-021259
Primo Water Corp · PRMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Mills
Officer — Chief Financial Officer
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2018 | M | 1,334 | $0.00 | A | 86,011 | D | |
| Common StockF2 | Mar 20, 2018 | F | 453 | $11.34 | D | 85,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 20, 2018 | M | 1,334 | D | — | — | Common Stock | 1,334 | 2,666 | D |
Explanation of responses
- F1Represents shares of common stock received upon vesting of a restricted stock unit award.
- F2Represents shares of stock withheld to pay taxes upon the vesting of a restricted stock unit award.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock.
- F4These restricted stock units vest in equal annual installments on March 20 of 2018, 2019 and 2020.