SEC Form 4 · accession 0001209191-18-019422
Primo Water Corp · PRMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Mills
Officer — Chief Financial Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2018 | A | 2,787 | $0.00 | A | 86,540 | D | |
| Common StockF2 | Mar 9, 2018 | F | 982 | $11.95 | D | 85,558 | D | |
| Common StockF3 | Mar 12, 2018 | F | 881 | $11.95 | D | 84,677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Mar 9, 2018 | A | 6,000 | A | — | — | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1These restricted stock units may only be settled in stock and vest immediately.
- F2Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 9, 2018.
- F3Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 11, 2018.
- F4Each restricted stock unit represents a contingent right to receive one share of common stock.
- F5Represents a restricted stock unit award that vests in equal annual installments on March 9 of 2019, 2020 and 2021.