SEC Form 4/A · accession 0001209191-17-053620
Primo Water Corp · PRMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Malcolm McQuilkin
Director
Period of report
Sep 14, 2017
Accepted (ET)
Sep 21, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2017 | M | 13,714 | $1.30 | A | 128,674 | D | |
| Common StockF1 | Sep 14, 2017 | S | 13,714 | $11.70 | D | 114,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.30 | Sep 14, 2017 | M | 13,714 | D | May 18, 2013 | May 17, 2022 | Common Stock | 13,714 | 6,447 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $11.78, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The original Form 4 filed on September 15, 2017 erroneously reported this transaction as a sale of 13,714 shares of Common Stock; however, it was the exercise of Stock Options (right to buy) for 13,714 shares of Common Stock and the subsequent sale of such shares.