SEC Form 4 · accession 0001624457-17-000032
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Weinrot
Officer — EVP, Gen. Counsel & Secretary
Period of report
Dec 26, 2017
Accepted (ET)
Dec 28, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par valueF1 | Dec 26, 2017 | M | 4,500 | $5.95 | A | 112,255 | D | |
| Common Stock, $.0001 par valueF1 | Dec 26, 2017 | S | 4,500 | $9.50 | D | 107,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $5.95 | Dec 26, 2017 | M | 4,500 | D | — | Dec 18, 2024 | Common Stock, $.0001 par value | 4,500 | 25,500 | D |
Explanation of responses
- F1Includes 76,668 unvested RSUs.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F3The reporting person was granted 30,000 options on December 18, 2014, of which 10,000 vested on December 18, 2015, and the remaining 20,000 vested in substantially equal installments on each monthly anniversary thereafter through December 18, 2017.