SEC Form 4/A · accession 0001441280-18-000016
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sean P Moriarty
Officer — Chief Executive Officer · Director
Period of report
Apr 11, 2018
Accepted (ET)
May 2, 2018 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par valueF1,F2,F3,F4 | Apr 11, 2018 | S | 3,340 | $7.16 | D | 745,547 | D | |
| Common Stock, $.0001 par valueF1,F5,F3,F4 | Apr 12, 2018 | S | 1,000 | $7.33 | D | 744,547 | D | |
| Common Stock, $.0001 par valueF1,F6,F3,F4 | Apr 13, 2018 | S | 1,872 | $7.45 | D | 742,675 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2These shares were sold in multiple transactions at prices ranging from $7.10 to $7.25 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.
- F3Includes 490,286 unvested RSUs.
- F4This Form 4 amendment is being filed to amend the Form 4 previously filed on April 13, 2018 in order to correct a mathematical error in calculating the number of securities beneficially owned by the reporting person following each of the reported transactions.
- F5These shares were sold in multiple transactions at prices ranging from $7.25 to $7.38 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.
- F6These shares were sold in multiple transactions at prices ranging from $7.35 to $7.55 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.