SEC Form 4 · accession 0001441280-18-000002
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean P Moriarty
Officer — Chief Executive Officer · Director
Period of report
Jan 5, 2018
Accepted (ET)
Jan 8, 2018 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par valueF1,F2 | Jan 5, 2018 | F | 7,115 | $9.10 | D | 621,787 | D | |
| Common Stock, $.0001 par valueF3,F4,F2 | Jan 8, 2018 | S | 3,453 | $9.17 | D | 618,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Upon the vesting of 16,667 RSUs previously granted to the reporting person, the Company withheld 7,115 shares to cover the reporting person's tax withholding obligation with respect to the vesting of such RSUs.
- F2Includes 412,501 unvested RSUs.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F4These shares were sold in multiple transactions at prices ranging from $9.05 to $9.20 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.