SEC Form 4/A · accession 0001441280-17-000023
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sean P Moriarty
Officer — Chief Executive Officer · Director
Period of report
Feb 5, 2017
Accepted (ET)
Jun 2, 2017 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par valueF1,F2,F3 | Feb 5, 2017 | F | 8,647 | $7.40 | D | 650,213 | D | |
| Common Stock, $.0001 par valueF5,F3 | Feb 7, 2017 | S | 3,106 | $7.347 | D | 647,107 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 amendment is being filed to amend the Form 4 previously filed on February 7, 2017 in order to correct the number of shares withheld to cover a portion of the reporting person's tax obligation with respect to the vesting of such RSUs.
- F2Upon the vesting of 16,666 restricted stock units ("RSUs") previously granted to the reporting person, the Company withheld 8,647 shares to cover the reporting person's tax withholding obligation with respect to the vesting of such RSUs. The previous Form 4 for this reported transaction stated 8,019 shares were withheld to cover the reporting person's tax withholding obligation.
- F3Includes 483,334 unvested restricted stock units.
- F4The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in order to cover certain additional withholding taxes due in connection with the vesting of 16,666 RSUs on February 5, 2017.
- F5These shares were sold in multiple transactions at prices ranging from $7.20 to $7.40 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.