SEC Form 4 · accession 0001441280-17-000008
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean P Moriarty
Officer — Chief Executive Officer · Director
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par valueF2,F3 | Jan 19, 2017 | S | 2,721 | $6.736 | D | 658,860 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in order to cover certain additional withholding taxes due in connection with the vesting of 150,000 RSUs on January 5, 2017.
- F2These shares were sold in multiple transactions at prices ranging from $6.70 to $6.80 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.
- F3Includes 500,000 unvested RSUs.