SEC Form 4/A · accession 0001378017-18-000004
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mitchell Stern
Director
Period of report
May 17, 2017
Accepted (ET)
Jun 19, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $7.90 | May 17, 2017 | A | 9,360 | A | — | May 17, 2027 | Common Stock | 9,360 | 9,360 | D |
Explanation of responses
- F1In connection with his continued service on the Board following the Company's annual stockholder meeting, and pursuant to the Company's Outside Director Compensation Program, Mr. Stern was granted a nonqualified stock option covering 9,360 shares of the Company's common stock. Subject to Mr. Stern's continued service on the Board through the applicable vesting date, the shares subject to this stock option will vest and become exercisable in 36 substantially equal installments on each monthly anniversary of the grant date.
- F2This Form 4 Amendment is being filed to amend the Form 4 previously filed on May 17, 2017 in order to correct the number of derivative securities beneficially owned.