SEC Form 4 · accession 0001209191-18-045331
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OSMIUM CAPITAL LP
10% Owner
Osmium Partners, LLC
10% Owner
Spartan L P Osmium
10% Owner
John Hartnett Lewis
10% Owner
Osmium Capital II, LP
10% Owner
Osmium Diamond, LP
10% Owner
Period of report
Jul 31, 2018
Accepted (ET)
Aug 3, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 31, 2018 | J | 32,071 | $0.00 | D | 770,994 | I | By Osmium Capital, LP |
| Common StockF2 | Jul 31, 2018 | J | 22,618 | $0.00 | D | 489,677 | I | By Osmium Capital II, LP |
| Common StockF2 | Jul 31, 2018 | J | 6,701 | $0.00 | D | 446,725 | I | Osmium Diamond, LP |
| Common StockF2 | holding | — | — | — | 298,502 | I | Osmium Spartan, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Osmium Partners, LLC distributed, on a pro rata basis, shares of Common Stock to limited partners in Osmium Capital, LP, Osmium Capital II, LP and Osmium Diamond, LP, respectively, for which Osmium Partners, LLC serves as general partner, as part of a pro rata distribution.
- F2The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.