SEC Form 4 · accession 0001209191-17-046022
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OSMIUM CAPITAL LP
10% Owner
Osmium Partners, LLC
10% Owner
Spartan L P Osmium
10% Owner
John Hartnett Lewis
10% Owner
Osmium Capital II, LP
10% Owner
Osmium Diamond, LP
10% Owner
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | P | 4,807 | A | Jul 19, 2017 | Feb 16, 2018 | Common Stock | 480,700 | 4,807 | I |
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | S | 4,807 | D | Jul 19, 2017 | Aug 18, 2017 | Common Stock | 480,700 | 0 | I |
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | P | 975 | A | Jul 19, 2017 | Feb 16, 2018 | Common Stock | 97,500 | 975 | I |
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | S | 975 | D | Jul 19, 2017 | Aug 18, 2017 | Common Stock | 97,500 | 0 | I |
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | P | 315 | A | Jul 19, 2017 | Feb 16, 2018 | Common Stock | 31,500 | 315 | I |
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | S | 315 | D | Jul 19, 2017 | Aug 18, 2017 | Common Stock | 31,500 | 0 | I |
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | P | 1,020 | A | Jul 19, 2017 | Feb 16, 2018 | Common Stock | 102,000 | 1,020 | I |
| Call Option (right to buy)F1 | $6.00 | Jul 19, 2017 | S | 1,020 | D | Jul 19, 2017 | Aug 18, 2017 | Common Stock | 102,000 | 0 | I |
Explanation of responses
- F1The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- F2The reporting person's transactions in LFGR call options reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934 with prior call option transactions by the reporting person within the prior six-month period. The reporting person has paid to LFGR $18,000, representing the full amount of the profit realized in connection with such short-swing transactions.