SEC Form 4 · accession 0001209191-17-009213
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OSMIUM CAPITAL LP
10% Owner
Osmium Partners, LLC
10% Owner
Spartan L P Osmium
10% Owner
John Hartnett Lewis
10% Owner
Osmium Capital II, LP
10% Owner
Osmium Diamond, LP
10% Owner
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (right to buy)F1 | $6.00 | Feb 7, 2017 | P | 300 | A | Feb 7, 2017 | Aug 18, 2017 | Common Stock | 30,000 | 4,150 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 7, 2017 | P | 50 | A | Feb 7, 2017 | Aug 18, 2017 | Common Stock | 5,000 | 730 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 7, 2017 | P | 50 | A | Feb 7, 2017 | Aug 18, 2017 | Common Stock | 5,000 | 190 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 7, 2017 | P | 100 | A | Feb 7, 2017 | Aug 18, 2017 | Common Stock | 10,000 | 880 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 8, 2017 | P | 260 | A | Feb 8, 2017 | Aug 18, 2017 | Common Stock | 26,000 | 4,410 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 8, 2017 | P | 50 | A | Feb 8, 2017 | Aug 18, 2017 | Common Stock | 5,000 | 780 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 8, 2017 | P | 50 | A | Feb 8, 2017 | Aug 18, 2017 | Common Stock | 5,000 | 240 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 8, 2017 | P | 140 | A | Feb 8, 2017 | Aug 18, 2017 | Common Stock | 14,000 | 1,020 | I |
| Call Option (right to buy)F1 | $6.00 | Feb 9, 2017 | P | 52 | A | Feb 9, 2017 | Aug 18, 2017 | Common Stock | 5,200 | 4,462 | I |
Explanation of responses
- F1The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.