SEC Form 4 · accession 0001209191-17-005796
LEAF GROUP LTD. · LEAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OSMIUM CAPITAL LP
10% Owner
Osmium Partners, LLC
10% Owner
Spartan L P Osmium
10% Owner
John Hartnett Lewis
10% Owner
Osmium Capital II, LP
10% Owner
Osmium Diamond, LP
10% Owner
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365038
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (right to buy) | $6.00 | Jan 26, 2017 | P | 200 | A | Jan 26, 2017 | Aug 18, 2017 | Common Stock | 20,000 | 3,450 | I |
| Call Option (right to buy) | $6.00 | Jan 26, 2017 | P | 100 | A | Jan 26, 2017 | Aug 18, 2017 | Common Stock | 10,000 | 600 | I |
| Call Option (right to buy) | $6.00 | Jan 26, 2017 | P | 500 | A | Jan 26, 2017 | Aug 18, 2017 | Common Stock | 50,000 | 600 | I |