SEC Form 4 · accession 0001209191-17-015825
IMPERVA INC · IMPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E. Kraynak
Officer — SVP & GM of Enterprise Bus.
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 5,000 | $5.42 | A | 10,064 | D | |
| Common Stock | Feb 27, 2017 | M | 6,250 | $32.79 | A | 16,314 | D | |
| Common Stock | Feb 27, 2017 | M | 10,076 | $28.57 | A | 26,390 | D | |
| Common Stock | Feb 27, 2017 | M | 937 | $34.55 | A | 27,327 | D | |
| Common StockF1 | Feb 27, 2017 | S | 22,263 | $42.11 | D | 5,064 | D | |
| Common Stock | Feb 28, 2017 | M | 4,924 | $28.57 | A | 9,988 | D | |
| Common Stock | Feb 28, 2017 | M | 13,063 | $34.55 | A | 23,051 | D | |
| Common StockF2 | Feb 28, 2017 | S | 23,051 | $41.16 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $5.42 | Feb 27, 2017 | M | 5,000 | D | — | Mar 1, 2021 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $34.55 | Feb 27, 2017 | M | 937 | D | — | Feb 4, 2023 | Common Stock | 937 | 13,063 | D |
| Employee Stock Option (Right to Buy)F3 | $32.79 | Feb 27, 2017 | M | 6,250 | D | — | Feb 7, 2022 | Common Stock | 6,250 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $28.57 | Feb 27, 2017 | M | 10,076 | D | — | Jul 15, 2022 | Common Stock | 10,076 | 4,924 | D |
| Employee Stock Option (Right to Buy)F3 | $28.57 | Feb 28, 2017 | M | 4,924 | D | — | Jul 15, 2022 | Common Stock | 4,924 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $34.55 | Feb 28, 2017 | M | 13,063 | D | — | Feb 4, 2023 | Common Stock | 13,063 | 0 | D |
Explanation of responses
- F1Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.25. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This Stock Option was fully vested on the transaction date.