SEC Form 4 · accession 0001209191-16-156130
IMPERVA INC · IMPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger J Sippl
Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364962
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Dec 16, 2016 | A | 10,554 | A | — | Dec 15, 2026 | Common Stock | 10,554 | 10,554 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
- F2The restricted stock units vest as follows: one-third of the underlying shares vest one year following the vesting commencement date of December 15, 2016 with the remaining two-thirds vesting in equal annual installments over the next two years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the issuer.
- F3The Issuer has up until 30 days following vesting to settle. The actual expiration date will be immediately following settlement.