SEC Form 4 · accession 0001209191-16-136327
IMPERVA INC · IMPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geraldine Elliott
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 609 | $0.00 | A | 609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Aug 9, 2016 | M | 609 | D | — | Sep 13, 2018 | Common Stock | 609 | 1,216 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
- F2The restricted stock units vest as follows: one-third of the underlying shares vest one year following the vesting commencement date of August 9, 2015, with the remaining two-thirds vesting in equal annual installments over the next two years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- F3The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.