SEC Form 4 · accession 0001209191-16-118256
IMPERVA INC · IMPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert A Pimentel
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2016 | M | 1,433 | $0.00 | A | 5,908 | D | |
| Common StockF2 | holding | — | — | — | 55,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | May 4, 2016 | A | 4,417 | A | — | Jun 3, 2017 | Common Stock | 4,417 | 4,417 | D |
| Restricted Stock UnitsF3,F6,F5 | — | May 6, 2016 | M | 1,433 | D | — | Jun 5, 2016 | Common Stock | 1,433 | 0 | D |
Explanation of responses
- F1Represents the number of shares that were acquired in connection with the settlement of the restricted stock units listed in Table II.
- F2The shares are owned of record by the Pimentel Family Trust U/D/T dated April 24, 1991 for which Albert A. Pimentel and Laurie Jean Pimentel serve as trustees.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.
- F4The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of May 4, 2016. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- F5The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
- F6The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of May 6, 2015.