SEC Form 4 · accession 0001209191-16-118248
IMPERVA INC · IMPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ranzetta Theresia Gouw
Director
Period of report
May 6, 2016
Accepted (ET)
May 6, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2016 | M | 1,433 | $0.00 | A | 1,433 | D | |
| Common StockF2 | holding | — | — | — | 627 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 80,316 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5,F6 | — | May 6, 2016 | M | 1,433 | D | — | Jun 5, 2016 | Common Stock | 1,433 | 0 | D |
Explanation of responses
- F1Represents the number of shares that were acquired in connection with the settlement of the restricted stock units listed in Table II.
- F2The shares are held by the SGLG Living Trust, dated December 11, 2012, for which the Reporting Person is a beneficiary and trustee.
- F3The shares are held by the SGLG 2016 I GRAT, dated February 9, 2016, for which the Reporting Person is a beneficiary and trustee.
- F4Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.
- F5The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of May 6, 2015.
- F6The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.