SEC Form 4 · accession 0001209191-15-084990
IMPERVA INC · IMPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shlomo Kramer
10% Owner
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 27,500 | $34.55 | A | 1,287,021 | D | |
| Common Stock | Dec 11, 2015 | M | 17,500 | $54.66 | A | 1,304,521 | D | |
| Common StockF1 | holding | — | — | — | 2,230,436 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $34.55 | Dec 11, 2015 | M | 27,500 | D | — | Feb 4, 2023 | Common Stock | 27,500 | 0 | D |
| Employee Stock Option (right to buy)F5,F4 | $54.66 | Dec 11, 2015 | M | 17,500 | D | — | Feb 3, 2024 | Common Stock | 17,500 | 0 | D |
Explanation of responses
- F1The shares are owned of record by HAPRI LIMITED, an investment holding company. The Reporting Person is one of two directors of HAPRI LIMITED. All of HAPRI LIMITED's shares are ultimately controlled by a trust of which the Reporting Person is the sole grantor and sole beneficiary during his life.
- F2This Stock Option vested as to 25% of the underlying shares on January 1, 2014 with the remainder to vest in equal quarterly installments through January 1, 2017. The Stock Option ceased vesting on October 27, 2015, upon the Reporting Person's resignation from service. The unvested portion of the Stock Option was cancelled in accordance with the terms of the Stock Option.
- F3See footnote #2.
- F4This Stock Option vested as to 25% of the underlying shares on January 1, 2015 with the remainder to vest in equal quarterly installments through January 1, 2018. The Stock Option ceased vesting on October 27, 2015, upon the Reporting Person's resignation from service. The unvested portion of the Stock Option was cancelled in accordance with the terms of the Stock Option.
- F5See footnote #4.