SEC Form 4 · accession 0001209191-15-040201
IMPERVA INC · IMPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Slootman
Director
Period of report
May 6, 2015
Accepted (ET)
May 7, 2015 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2015 | M | 3,120 | $0.00 | A | 24,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | May 6, 2015 | M | 3,120 | D | — | Jun 5, 2015 | Common Stock | 3,120 | 0 | D |
| Stock Option (right to buy)F5 | $45.35 | May 6, 2015 | A | 3,075 | A | — | May 5, 2025 | Common Stock | 3,075 | 3,075 | D |
| Restricted Stock UnitsF2,F6,F4 | — | May 6, 2015 | A | 1,433 | A | — | Jun 5, 2016 | Common Stock | 1,433 | 1,433 | D |
Explanation of responses
- F1Represents the number of shares that were acquired in connection with the settlement of the restricted stock units listed in Table II.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.
- F3The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of May 6, 2014.
- F4The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
- F5This stock option vests as to 100% of the underlying shares 12 months following the vesting commencement date of May 6, 2015. This stock option is subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- F6The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of May 6, 2015. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.