SEC Form 4/A · accession 0001364954-18-000223
CHEGG, INC · CHGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew J Brown
Officer — CHIEF FINANCIAL OFFICER
Period of report
Dec 12, 2018
Accepted (ET)
Dec 21, 2018 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 12, 2018 | M | 1,100 | $7.875 | A | 585,197 | D | |
| Common StockF2 | Dec 12, 2018 | S | 1,100 | $30.00 | D | 584,097 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $7.875 | Dec 12, 2018 | M | 1,100 | D | — | Nov 1, 2021 | Common Stock | 1,100 | 192,670 | D |
Explanation of responses
- F1The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.
- F2Due to a broker administrative error, the Form 4 filed by the Reporting Person with the U.S. Securities and Exchange Commission on December 15, 2018 inadvertently excluded an additional 1,100 shares acquired and disposed of by the Reporting Person pursuant to a same-day stock option exercise and sale transaction on December 12, 2018.
- F3The stock option grant is fully vested.