SEC Form 4 · accession 0001364856-15-000029
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawton H Baker
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 20, 2015 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | G | 750 | $3.188 | D | 52,967 | D | |
| Common Stock | Nov 20, 2015 | M | 1,200 | $3.188 | D | 52,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $3.188 | Nov 20, 2015 | X | 750 | D | Nov 20, 2015 | Nov 20, 2015 | Common Stock | 750 | 52,217 | D |
| Common StockF1 | $3.188 | Nov 20, 2015 | M | 1,200 | D | Nov 20, 2015 | Nov 20, 2015 | Common Stock | 1,200 | 51,017 | D |
Explanation of responses
- F1Shares include 12,399 held jointly and 1,600 restricted