SEC Form 4 · accession 0001364856-15-000024
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Neal Crawford
Officer — PRESIDENT · Director
Period of report
Sep 10, 2015
Accepted (ET)
Sep 10, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 94,055 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $0.00 | Sep 10, 2015 | X | 5,392 | D | Sep 14, 2005 | Sep 13, 2015 | COMMON STOCK | 5,392 | 0 | D |
| COMMON STOCKI | $0.00 | Sep 10, 2015 | M | 3,107 | A | Sep 14, 2005 | Sep 13, 2015 | COMMON STOCK | 3,107 | 0 | D |
| COMMON STOCK | $7.8535 | Sep 10, 2015 | M | 1,401 | A | Sep 14, 2005 | Sep 13, 2015 | COMMON STOCK | 1,401 | 0 | D |
Explanation of responses
- F1THIS AMOUNT HAS BEEN REDUCED BY THE NUMBER OF SHARES DISPOSED OF IN THE EQUITY SWAP.