SEC Form 4/A · accession 0001364856-15-000023
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lawton H Baker
Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 9, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | M | 1,745 | $7.8535 | A | 51,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $7.8535 | Sep 9, 2015 | X | 0 | A | Sep 14, 2005 | Sep 13, 2015 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Amount change