SEC Form 4 · accession 0001364856-15-000016
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynette P Harris
Officer — Chief Financial Officer
Period of report
May 8, 2015
Accepted (ET)
May 8, 2015 · 10:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | M | 1,179 | $7.8535 | A | 40,331 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $7.8535 | May 8, 2015 | X | 2,970 | D | Sep 14, 2005 | Sep 13, 2015 | Common Stock | 2,970 | 0 | D |
Explanation of responses
- F1Includes 3,519 shares held in 401K, 23,500 restricted shares & 4,332 jointly