SEC Form 4 · accession 0001364856-15-000013
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew N Lock
Officer — Chief Risk Officer · Director
Period of report
May 6, 2015
Accepted (ET)
May 6, 2015 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2015 | M | 745 | $7.8535 | A | 43,371 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $7.8535 | May 6, 2015 | X | 1,980 | D | Sep 14, 2005 | Sep 15, 2015 | Common Stock | 1,980 | 0 | D |
Explanation of responses
- F1Includes 25,173 shares held in restricted stock. includes 1,592 held in 401K