SEC Form 4 · accession 0001364856-15-000011
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad E Schwartz
Officer — CHEIF EXECUTIVE OFFICER · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 1, 2015 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Apr 30, 2015 | M | 4,900 | $7.8535 | A | 114,414 | D | |
| COMMON STOCKF2 | holding | — | — | — | 10,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $38,482.15 | Apr 30, 2015 | X | 4,900 | D | Sep 14, 2005 | Sep 13, 2015 | COMMON STOCK | 4,900 | 4,900 | D |
Explanation of responses
- F1INCLUDES 41,500 RESTRICTED SHARES & 1,263 JOINT SHARES.
- F2HELD IN 401K.