SEC Form 4 · accession 0001364856-15-000005
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew N Lock
Officer — CHEIF RISK OFFICER
Period of report
Feb 23, 2015
Accepted (ET)
Feb 23, 2015 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 23, 2015 | M | 4,880 | $7.7273 | A | 47,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $7.7273 | Feb 23, 2015 | X | 4,880 | D | Mar 1, 2005 | Mar 1, 2015 | COMMON STOCK | 4,880 | 1,980 | D |
| COMMON STOCK | $7.8535 | holding | — | — | — | Sep 14, 2005 | Sep 15, 2015 | COMMON STOCK | 1,980 | 1,980 | D |
Explanation of responses
- F1INCLUDES 25,173 SHARES HELD IN RESTRICTED STOCK INCLUDES 1,592 HELD IN 401K.