SEC Form 4 · accession 0001364856-15-000003
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Andrew N Lock
Officer — CHIEF RISK OFFICER
Period of report
Feb 6, 2015
Accepted (ET)
Feb 20, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 6, 2015 | S | 2,700 | $12.7393 | D | 45,334 | D | |
| COMMON STOCKF1 | Feb 18, 2015 | S | 4,300 | $12.47 | D | 41,034 | D | |
| COMMON STOCKF1 | Feb 20, 2015 | S | 1,100 | $12.41 | D | 39,934 | D | |
| COMMON STOCKF1 | Feb 20, 2015 | S | 3,200 | $12.41 | D | 36,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $7.7273 | holding | — | — | — | Mar 1, 2005 | Mar 1, 2015 | COMMON STOCK | 4,880 | 6,860 | D |
| COMMON STOCK | $7.8535 | holding | — | — | — | Sep 14, 2005 | Sep 14, 2015 | COMMON STOCK | 1,980 | 6,860 | D |
Explanation of responses
- F1INCLUDES 25,173 SHARES HELD IN RESTRICTED STOCK.