SEC Form 4 · accession 0001364856-15-000002
Monarch Financial Holdings, Inc. · MNRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew N Lock
Officer — EVP, Chief Risk Officer
Period of report
Feb 4, 2015
Accepted (ET)
Feb 4, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | M | 7,000 | $7.7273 | A | 48,034 | D | |
| Common StockF2 | holding | — | — | — | 1,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $7.7273 | Feb 4, 2015 | X | 7,000 | D | Mar 1, 2005 | Mar 1, 2015 | Common Stock | 4,880 | 6,860 | D |
| Common Stock | $1,980.00 | holding | — | — | — | Sep 14, 2005 | Sep 14, 2015 | Common Stock | 1,980 | 6,860 | D |
Explanation of responses
- F1Includes 25,173 shares held in restricted stock
- F2Held in 401K