SEC Form 4 · accession 0001127602-17-016024
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Cappeline
Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 1,104 | $15.37 | A | 18,111 | D | |
| Common Stock | Apr 27, 2017 | M | 2,859 | $18.38 | A | 20,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Common Stock | $15.37 | Apr 27, 2017 | M | 1,104 | D | May 24, 2007 | May 24, 2017 | Common Stock | 1,104 | 512 | D |
| Option To Purchase Common StockF1 | $15.37 | Apr 27, 2017 | F | 512 | D | May 24, 2007 | May 24, 2017 | Common Stock | 512 | 0 | D |
| Option To Purchase Common Stock | $18.38 | Apr 27, 2017 | M | 2,859 | D | Apr 25, 2008 | Apr 25, 2018 | Common Stock | 2,859 | 1,744 | D |
| Option To Purchase Common StockF2 | $18.38 | Apr 27, 2017 | F | 1,744 | D | Apr 25, 2008 | Apr 25, 2018 | Common Stock | 1,744 | 0 | D |
Explanation of responses
- F1Shares surrendered to issuer in connection with cashless exercise of options.
- F2Shares surrendered to issuer in connection with cashless exercise of options.