SEC Form 4 · accession 0001127602-17-014101
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Ann Mink
Officer — CEO, President · Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 4, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001F1 | Apr 3, 2017 | A | 12,021 | $0.00 | A | 81,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 Option to PurchaseF2 | $52.51 | Apr 3, 2017 | A | 40,235 | A | — | Mar 31, 2027 | Common Stock | 40,235 | 40,235 | D |
Explanation of responses
- F1On April 3, 2017, the reporting person was granted restricted shares of the issuer's common stock, subject to certain vesting and forfeiture provisions. The grant vests in three equal annual installments beginning on December 31, 2017.
- F2The reporting person was granted options on April 3, 2017. Options vest in 3 equal installments beginning December 31, 2017. The second installment is December 31, 2018, followed by the third installment date of December 31, 2019.