SEC Form 4 · accession 0001127602-17-008576

Innophos Holdings, Inc. · IPHS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Corporate Controller

Period of report

Feb 23, 2017

Accepted (ET)

Feb 27, 2017 · 4:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001364099

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 23, 2017	M	4,014	$15.20	A	42,197	D
Common Stock	Feb 23, 2017	M	2,682	$18.38	A	44,879	D
Common Stock	Feb 23, 2017	M	1,538	$25.68	A	46,417	D
Common Stock	Feb 23, 2017	M	32	$50.12	A	46,449	D
Common Stock	Feb 23, 2017	M	2,842	$14.57	A	49,291	D
Common Stock	Feb 23, 2017	M	360	$39.67	A	49,651	D
Common Stock	Feb 23, 2017	M	35	$49.54	A	49,686	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option To Purchase Common Stock^F1	$15.20	Feb 23, 2017	M	4,014	D	—	Oct 21, 2017	Common Stock	4,014	4,986	D
Option To Purchase Common Stock^F2	$18.38	Feb 23, 2017	M	2,682	D	—	Apr 25, 2018	Common Stock	2,682	3,818	D
Option To Purchase Common Stock^F3	$25.68	Feb 23, 2017	M	1,538	D	—	Mar 11, 2020	Common Stock	1,538	3,162	D
Option To Purchase Common Stock^F4	$50.12	Feb 23, 2017	M	32	D	—	Mar 30, 2022	Common Stock	32	938	D
Option To Purchase Common Stock^F5	$14.57	Feb 23, 2017	M	2,842	D	—	May 7, 2019	Common Stock	2,842	3,358	D
Option To Purchase Common Stock^F6	$39.67	Feb 23, 2017	M	360	D	—	Mar 18, 2021	Common Stock	360	1,840	D
2015 Option to Purchase Common Stock^F7	$49.54	Feb 23, 2017	M	35	D	—	Mar 31, 2025	Common Stock	35	2,536	D
Option To Purchase Common Stock^F1	$15.20	Feb 23, 2017	F	4,986	D	—	Oct 21, 2017	Common Stock	4,986	0	D
Option To Purchase Common Stock^F2	$18.38	Feb 23, 2017	F	3,818	D	—	Apr 25, 2018	Common Stock	3,818	0	D
Option To Purchase Common Stock^F3	$25.68	Feb 23, 2017	F	3,162	D	—	Mar 11, 2020	Common Stock	3,162	0	D
Option To Purchase Common Stock^F4	$50.12	Feb 23, 2017	F	938	D	—	Mar 30, 2022	Common Stock	938	0	D
Option To Purchase Common Stock^F5	$14.57	Feb 23, 2017	F	3,358	D	—	May 7, 2019	Common Stock	3,358	0	D
Option To Purchase Common Stock^F6	$39.67	Feb 23, 2017	F	1,840	D	—	Mar 18, 2021	Common Stock	1,840	0	D
2015 Option to Purchase Common Stock^F7	$49.54	Feb 23, 2017	F	822	D	—	Mar 31, 2025	Common Stock	822	1,714	D

F1The reporting person was granted 9,000 options on October 22, 2007, which options vested in three equal annual installments beginning on October 22, 2008.
F2The reporting person was granted 6,500 options on April 25, 2008, which options vested in three equal annual installments beginning on April 25, 2009.
F3The report person was granted a total of 4,700 options on March 11, 2010, which options vested in three equal annual installments beginning on March 11, 2011.
F4The reporting person was granted a total of 970 options on March 30, 2012. Options vested in 3 equal annual installments beginning on March 30, 2013.
F5The reporting person was granted a total of 6,200 options on May 7, 2009, which options vested in three equal annual installments beginning on May 7, 2010.
F6The reporting person was granted a total of 2,200 options on March 18, 2011, which options vested in three equal annual installments beginning on March 18, 2012.
F7The reporting person was granted options on May 8, 2015 covering an aggregate of 2,571 shares. Options vest in 3 equal annual installments over a three year period with the first vesting (covering 857 shares) having occurred on March 31, 2016. The second installment date is March 31, 2017, followed by the third installment date of March 31, 2018.
F8In connection with a stock option exercise, Mr. Brodheim paid the option exercise price and the applicable taxes to be withheld by surrendering the number of shares noted.