SEC Form 4 · accession 0001127602-16-048530
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Ann Mink
Officer — CEO, President · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001F1 | Apr 1, 2016 | A | 8,863 | $0.00 | A | 77,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 Option to PurchaseF2 | $31.11 | Apr 1, 2016 | A | 83,153 | A | — | Apr 1, 2026 | Common Stock | 83,153 | 83,153 | D |
Explanation of responses
- F1On April 1, 2016, the reporting person was granted 8,864 restricted shares of the issuer's common stock, subject to certain vesting and forfeiture provisions. The grant vests in three equal annual installments beginning on December 31, 2016.
- F2The reporting person was granted options to purchase 83,153 shares of the issuer's common stock on April 1, 2016. The options vest in three equal annual installments beginning on December 31, 2016.