SEC Form 4 · accession 0001127602-16-048490
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Brodheim
Officer — VP, Corporate Controller
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2016 | F | 249 | $30.91 | D | 35,825 | D | |
| Common StockF2 | Apr 1, 2016 | A | 2,358 | $0.00 | A | 38,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 Option to PurchaseF3 | $31.11 | Apr 1, 2016 | A | 14,747 | A | — | Mar 31, 2026 | Common Stock | 14,747 | 14,747 | D |
Explanation of responses
- F1Represents the number of shares granted in 2013/2014/2015 withheld for tax purposes.
- F2On April 1, 2016, these shares of restricted common stock were granted to the reporting person to be held in escrow, subject to certain vesting and forfeiture provisions. The grant vests in three equal installments over a three year period beginning March 31, 2017. The second installment date is March 31, 2018, followed by the third installment date on March 31, 2019.
- F3The reporting person was granted options on April 1, 2016. Options vest in 3 equal annual installments over a three year period beginning March 31, 2017. The second installment date is March 31, 2018, followed by the third installment date on March 31, 2019.