SEC Form 4 · accession 0001127602-15-034190
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Ann Mink
Officer — CEO, President
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001F1 | Dec 14, 2015 | A | 68,269 | $0.00 | A | 68,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Common StockF2 | $29.04 | Dec 14, 2015 | A | 55,195 | A | — | Dec 14, 2025 | Common Stock | 55,195 | 55,195 | D |
Explanation of responses
- F1On December 14, 2015, the reporting person was granted restricted stock units covering 55,097 shares of the issuer's common stock. One quarter of such restricted stock units shall vest at the end of each of the next four calendar years beginning on December 31, 2016. In addition, on December 14, 2015, the reporting person was granted 13,172 restricted shares of issuer's common stock, subject to certain vesting and forfeiture provisions. The grant vests in three equal annual installments beginning on December 31, 2016.
- F2The reporting person was granted options on December 14, 2015. The options vest in three equal annual installments beginning on December 31, 2016.