SEC Form 4 · accession 0001127602-15-016991
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Brodheim
Officer — VP, Corporate Controller
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | A | 605 | $49.54 | A | 36,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Option to Purchase Common StockF2 | $49.54 | May 8, 2015 | A | 2,571 | A | — | Mar 31, 2025 | Common Stock | 2,571 | 2,571 | D |
Explanation of responses
- F1On May 8, 2015, these shares of restricted common stock were granted to the reporting person, to be held in escrow, subject to certain vesting and forfeiture provisions. The grant vests in three equal installments over a three year period beginning March 31, 2016. The second installment date is March 31, 2017, followed by the third installment date of March 31, 2018.
- F2The reporting person was granted options on May 8, 2015. Options vest in 3 equal annual installments over a three year period beginning March 31, 2016. The second installment date is March 31, 2017, followed by the third installment date of March 31, 2018.