SEC Form 4 · accession 0001127602-15-014741
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Gress
Officer — CEO · Director
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 15, 2015 | S | 20,000 | $58.68 | D | 208,600 | D | |
| Common Stock | Apr 15, 2015 | M | 193 | $15.20 | A | 208,793 | D | |
| Common Stock | Apr 15, 2015 | M | 29,808 | $18.38 | A | 238,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Common StockF3 | $15.20 | Apr 15, 2015 | M | 193 | D | — | Oct 21, 2017 | Common Stock | 193 | 67 | D |
| Option To Purchase Common StockF4 | $18.38 | Apr 15, 2015 | M | 29,808 | D | — | Apr 25, 2018 | Common Stock | 29,808 | 19,192 | D |
| Option To Purchase Common StockF5,F3 | $15.20 | Apr 15, 2015 | F | 67 | D | — | Oct 21, 2017 | Common Stock | 67 | 0 | D |
| Option To Purchase Common StockF5,F4 | $18.38 | Apr 15, 2015 | F | 13,567 | D | — | Apr 25, 2018 | Common Stock | 13,567 | 5,625 | D |
Explanation of responses
- F1Transaction(s) carried out by the reporting person pursuant to a plan established on June 13, 2014 under Rule 10b5-1 for the purpose, among others, of diversifying his investment portfolio, exercising options and paying taxes.
- F2Shares of Common Stock were sold at a price ranging from a low of $58.38 per share to a high of $59.40.
- F3The reporting person was granted 59,000 options on October 22, 2007, which options vested in three equal annual installments beginning on October 22, 2008.
- F4The reporting person was granted 49,000 options on April 25, 2008, which options vest in three equal annual installments beginning on April 25, 2009.
- F5Shares surrendered to issuer in connection with cashless exercise of options.